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111	SEC fines exchange over ‘queue-jumping’ orders Jan 13, 2015 By ERIC GARCIA WASHINGTON (MarketWatch) – BATS Global Markets Inc. agreed to a $14 million settlement with federal regulators over charges that two exchan Add to Reading List Source URL: www.themistrading.com Language: English - Date: 2015-01-13 14:19:29 Finance Financial markets Mathematical finance High-frequency trading Order Bid–offer spread U.S. Securities and Exchange Commission Direct Edge Stock market Financial economics Investment
112	KCG Americas LLC Rule 606 Disclosure: NITE Institutional Sales Traders Q2[removed]KCG Americas LLC (“KCG” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rul Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-07-31 15:37:17 Investment Stock market Self-regulatory organizations NYSE Arca Kyoto Computer Gakuin NASDAQ Direct Edge Electronic communication network International Securities Exchange Financial markets Economy of the United States Financial economics
113	KCG Americas LLC Rule 606 Disclosure: GFLO 2014-Q3 KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage f Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-10-30 15:15:51 Economy of the United States Stock market Self-regulatory organizations Mathematical finance NYSE Arca Direct Edge NASDAQ International Securities Exchange Electronic communication network Financial markets Financial economics Investment
114	KCG Americas LLC Rule 606 Disclosure: DTTX 2014-Q3 KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage f Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-10-30 15:15:51 Business Stock market Direct Edge NYSE Arca International Securities Exchange Electronic communication network Algorithmic trading NASDAQ Financial economics Investment Financial markets
115	KCG Americas LLC Rule 606 Disclosure: GFLO 2014-Q2 KCG Americas LLC (“KCG” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage fi Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-07-31 17:12:39 Investment Self-regulatory organizations Stock market Mathematical finance NYSE Arca Direct Edge NASDAQ International Securities Exchange Electronic communication network Financial markets Economy of the United States Financial economics
116	KCG Americas LLC Rule 606 Disclosure: DTTX 2014-Q2 KCG Americas LLC (“KCG” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage fi Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-07-31 15:36:51 Financial markets Stock market Direct Edge NYSE Arca International Securities Exchange Electronic communication network Algorithmic trading NASDAQ New York Stock Exchange Economy of the United States Financial economics Investment
117	KCG Americas LLC Rule 606 Disclosure: NITE Institutional Sales Traders Q4[removed]KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission ru Add to Reading List Source URL: www.kcg.com Language: English - Date: 2015-01-29 10:29:48 Investment Stock market Self-regulatory organizations NYSE Arca NASDAQ Direct Edge Electronic communication network International Securities Exchange New York Stock Exchange Financial markets Financial economics Economy of the United States
118	KCG Americas LLC Rule 606 Disclosure: DTTX 2014-Q4 KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage f Add to Reading List Source URL: www.kcg.com Language: English - Date: 2015-01-29 10:30:22 Business Direct Edge NYSE Arca International Securities Exchange Electronic communication network Algorithmic trading NASDAQ Financial economics Financial markets Investment
119	KCG Americas LLC Rule 606 Disclosure: GFLO 2014-Q4 KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage f Add to Reading List Source URL: www.kcg.com Language: English - Date: 2015-01-29 10:30:06 Investment Self-regulatory organizations Stock market NYSE Arca Mathematical finance Direct Edge NASDAQ International Securities Exchange Electronic communication network Financial markets Economy of the United States Financial economics
120	KCG Americas LLC Rule 606 Disclosure: NITE Institutional Sales Traders Q3[removed]KCG Americas LLC (“KCGA” or “the Firm”) has prepared this report for itself pursuant to a U.S. Securities and Exchange Commission ru Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-10-30 15:15:51 Investment Stock market Self-regulatory organizations NYSE Arca NASDAQ Direct Edge Electronic communication network International Securities Exchange New York Stock Exchange Financial markets Financial economics Economy of the United States

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